The Complete List of Investment Managers Stocks Trading on the NASDAQ as of Nov 10, 2023 are listed below:
Note: If you are looking for Investment Managers Stocks trading on the NYSE click here.
| S.No. | Name | Ticker | Country |
|---|---|---|---|
| 1 | AGBA Group Holding Limited | AGBA | Hong Kong |
| 2 | Alvarium Tiedemann Holdings Inc. | ALTI | United States |
| 3 | Avantax Inc. | AVTA | United States |
| 4 | BlackRock Capital Investment Corporation | BKCC | United States |
| 5 | BTCS Inc. | BTCS | United States |
| 6 | The Carlyle Group Inc. | CG | United States |
| 7 | Diamond Hill Investment Group Inc. | DHIL | United States |
| 8 | Focus Financial Partners Inc. | FOCS | United States |
| 9 | Sprott Focus Trust Inc. | FUND | United States |
| 10 | Golub Capital BDC Inc. | GBDC | United States |
| 11 | U.S. Global Investors Inc. | GROW | United States |
| 12 | Hamilton Lane Incorporated | HLNE | United States |
| 13 | Hennessy Advisors Inc. | HNNA | United States |
| 14 | Hywin Holdings Ltd. | HYW | China |
| 15 | Marathon Digital Holdings Inc. | MARA | United States |
| 16 | Monroe Capital Corporation | MRCC | United States |
| 17 | Netcapital Inc. | NCPL | United States |
| 18 | Oxford Lane Capital Corp. | OXLC | United States |
| 19 | Patria Investments Limited | PAX | Cayman Islands |
| 20 | Principal Financial Group Inc | PFG | United States |
| 21 | PhenixFIN Corporation | PFX | United States |
| 22 | Puhui Wealth Investment Management Co. Ltd. | PHCF | China |
| 23 | PureTech Health plc | PRTC | United States |
| 24 | Puyi Inc. | PUYI | China |
| 25 | B. Riley Financial Inc. | RILY | United States |
| 26 | Silvercrest Asset Management Group Inc. | SAMG | United States |
| 27 | T. Rowe Price Group Inc. | TROW | United States |
| 28 | Victory Capital Holdings Inc. | VCTR | United States |
| 29 | Vinci Partners Investments Ltd. | VINP | Brazil |
| 30 | Virtus Investment Partners Inc. | VRTS | United States |
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