The Complete List of Investment Managers Trading on the NASDAQ

The Complete List of Investment Managers Stocks Trading on the NASDAQ as of Apr 13, 2023 are listed below:

Note: If you are looking for Investment Managers Stocks trading on the NYSE click here.

S.No.Company NameTickerCountry
1B. Riley Financial Inc.RILYUnited States
2BlackRock Capital Investment CorporationBKCCUnited States
3Blucora Inc.BCORUnited States
4BTCS Inc.BTCSUnited States
5Diamond Hill Investment Group Inc.DHILUnited States
6Focus Financial Partners Inc.FOCSUnited States
7Golub Capital BDC Inc.GBDCUnited States
8Hamilton Lane IncorporatedHLNEUnited States
9Hennessy Advisors Inc.HNNAUnited States
10Hywin Holdings Ltd.HYWChina
11Marathon Digital Holdings Inc.MARAUnited States
12Maxeon Solar Technologies Ltd.MAXNSingapore
13Monroe Capital CorporationMRCCUnited States
14Oxford Lane Capital Corp.OXLCUnited States
15Patria Investments LimitedPAXCayman Islands
16PhenixFIN CorporationPFXUnited States
17Puhui Wealth Investment Management Co. Ltd.PHCFChina
18PureTech Health plcPRTCUnited Kingdom
19Puyi Inc.PUYIChina
20Silvercrest Asset Management Group Inc.SAMGUnited States
21Sprott Focus Trust Inc.FUNDUnited States
22T. Rowe Price Group Inc.TROWUnited States
23The Carlyle Group Inc.CGUnited States
24U.S. Global Investors Inc.GROWUnited States
25Victory Capital Holdings Inc.VCTRUnited States
26Vinci Partners Investments Ltd.VINPBrazil
27Virtus Investment Partners Inc.VRTSUnited States
28WisdomTree Investments Inc.WETFUnited States
S.No.Company NameTickerCountry
1180 Degree Capital Corp.TURNUnited States
2Apollo Investment CorporationAINVUnited States
3Ares Capital CorporationARCCUnited States
4BlackRock TCP Capital Corp.TCPCUnited States
5Capital Southwest CorporationCSWCUnited States
6Dragon Victory International LimitedLYLChina
7Fidus Investment CorporationFDUSUnited States
8First Eagle Alternative Capital BDC Inc.FCRDUnited States
9GCM Grosvenor Inc.GCMGUnited States
10Gltone Capital CorporationGLADUnited States
11Gltone Investment Corporation Business Development CompanyGAINUnited States
12Great Elm Capital Corp.GECCUnited States
13Horizon Technology Finance CorporationHRZNUnited States
14Investcorp Credit Management BDC Inc.ICMBUnited States
15New Mountain Finance CorporationNMFCUnited States
16Newtek Business Services Corp.NEWTUnited States
17OFS Capital CorporationOFSUnited States
18PennantPark Floating Rate Capital Ltd.PFLTUnited States
19PennantPark Investment CorporationPNNTUnited States
20Portman Ridge Finance CorporationPTMNUnited States
21Prospect Capital CorporationPSECUnited States
22Rand Capital CorporationRANDUnited States
23SLR Investment Corp.SLRCUnited States
24SLR Senior Investment Corp.SUNSUnited States
25StepStone Group Inc.STEPUnited States
26SuRo Capital Corp.SSSSUnited States
27Trinity Capital Inc.TRINUnited States

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