The Complete List of Investment Managers Stocks Trading on the NASDAQ as of Jan 10, 2026 are listed below:
Note: If you are looking for Investment Managers Stocks trading on the NYSE click here.
| S.No. | Company Name | Ticker | Country |
|---|---|---|---|
| 1 | Abacus Global Management Inc. | ABL | United States |
| 2 | AlTi Global Inc. | ALTI | United States |
| 3 | B. Riley Financial Inc. | RILY | United States |
| 4 | BlackRock TCP Capital Corp. | TCPC | United States |
| 5 | Diamond Hill Investment Group Inc. | DHIL | United States |
| 6 | Fidus Investment Corporation | FDUS | United States |
| 7 | GCM Grosvenor Inc. | GCMG | United States |
| 8 | Gores Holdings X Inc. | GTEN | United States |
| 9 | Hamilton Lane Incorporated | HLNE | United States |
| 10 | Hennessy Advisors Inc. | HNNA | United States |
| 11 | Maase Inc. | MAAS | China |
| 12 | MidCap Financial Investment Corporation | MFIC | United States |
| 13 | Monroe Capital Corporation | MRCC | United States |
| 14 | Morningstar Inc. | MORN | United States |
| 15 | Mount Logan Capital Inc. | MLCI | United States |
| 16 | New Mountain Finance Corporation | NMFC | United States |
| 17 | OFS Capital Corporation | OFS | United States |
| 18 | Oxford Lane Capital Corp. | OXLC | United States |
| 19 | Patria Investments Limited | PAX | Cayman Islands |
| 20 | Santech Holdings Limited | STEC | China |
| 21 | Silvercrest Asset Management Group Inc. | SAMG | United States |
| 22 | SLR Investment Corp. | SLRC | United States |
| 23 | Sol Strategies Inc. | STKE | Canada |
| 24 | Sprott Focus Trust Inc. | FUND | United States |
| 25 | StepStone Group Inc. | STEP | United States |
| 26 | The Carlyle Group Inc. | CG | United States |
| 27 | TPG Inc. | TPG | United States |
| 28 | Triller Group Inc. | ILLR | United States |
| 29 | U.S. Global Investors Inc. | GROW | United States |
| 30 | Value Line Inc. | VALU | United States |
| 31 | Victory Capital Holdings Inc. | VCTR | United States |
| 32 | Vinci Compass Investments Ltd. | VINP | Brazil |
Investment Services: (from 2026)
| S.No. | Company Name | Ticker | Country |
|---|---|---|---|
| 1 | DevvStream Corp. | DEVS | Canada |
| 2 | Metalpha Technology Holding Limited | MATH | China |
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